Mohanty - Compliance Officer - Hyderabad, AP, India

Nikhil Mohanty

Hyderabad, AP, India


Compliance Officer


To comply with the rules and regulations of the bank, follow procedures while account opening and closing, ensure customers are in compliance with the banks rules and regulations.

Work History

Anti-Money Laundering Executive - MLRO


From April 2010

Responsible for reviewing monthly transaction alerts, client and employee trading activity
Review sanctions alerts, client file review, conduct due diligence searches and metrics
Perform transaction and trading review of client and employee accounts
Conduct quality assurance for account approvals, on boarding due diligence and sanctions alert review
Perform investigations; prepare suspicious activity reports and securities regulatory filings within mandated timelines
Noting the credits coming in and debits going out of the accounts
Seeking clarification from RM about the high value transactions in the alerted accounts
Aid the dissemination of compliance policies, memoranda, desktop procedures, and other internal correspondence while continuously evaluating and improving selection processes for transaction reviews to promote efficiency and accuracy
Ensure the execution of various management responsibilities including extracting systems data for productivity metrics, routine performance evaluations, and supervisory reviews of AML casework, and workload distribution
Review transfer activity in correspondent accounts and tolerance reporting to detect suspicious patterns and payments, evaluating all information to determine if activity warrants further review, investigation, and escalation

Qualifications & Certifications

Business Administration



NSM City College

Cambridge School

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